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Transaction Agreement (for trial implementation)

 

Chapter I general provisions

Article 1 these rules shall be formulated in accordance with the laws and regulations of the state for the purpose of regulating the trading activities of intellectual property rights of the Hong Kong Intellectual Property Exchange (HKIPX) , maintaining the trading order of the exchange and protecting the legitimate rights and interests of its members.

Article 2 all registered members participating in the intellectual property transactions of the Institute must abide by these rules.

Article 3 these rules shall apply to all intellectual property transactions conducted by this institution.

Article 4 the Trading Platform of this exchange shall follow the principles of openness, fairness and impartiality.

Article 5 members shall abide by the relevant laws and regulations of the state and the business rules of the institute in the spirit of voluntariness, compensation and good faith.

Chapter II Membership

Section 1 investor membership

Article 6 members of Natural Person Investors who trade on the exchange's trading platform must provide all kinds of evidential materials in accordance with relevant provisions, and at the same time meet the following conditions:

1) a natural person aged 18 or above and below the age of 60 years with full civil rights ability and full civil capacity;

2) a certain market knowledge of the listed intellectual property trading market and a certain market trading experience;

3) a better understanding of the trading model and investment risks adopted by this institute, and a strong ability to identify and bear risks;

4) a certain ability to operate the Internet and computers, abide by the relevant laws and regulations of the state and engage in trading activities in accordance with the law; 5) other conditions set forth in this institute.

Article 7 The investor members of legal persons, institutions and other organizations that carry out listed intellectual property transactions on the exchange's trading platform must provide all kinds of evidential materials in accordance with the relevant provisions, and at the same time meet the following conditions:

1) the enterprise legal person or other economic organization registered by the Administrative Department for Industry and Commerce;

2) all kinds of normal enterprises legal person, social organization or other organizations operating in China do not have the situation that the laws and regulations, the regulations on the management of the members of this institute and the corresponding trading rules prohibit or restrict their investment;

3) they have a better understanding of the trading patterns and investment risks adopted by this institute, and have a stronger ability to identify risks and bear risks;

4) understand the investment risk of intellectual property, have completed the legal procedure and the internal decision-making procedure stipulated in the Articles of Association;

5) The Enterprise is in good standing and has no bad credit record, administrative penalty, Negative News, etc. ;

6) other conditions stipulated by this institute.

Article 8 the employees of an institution who use the exchange's trading system must register one by one according to the requirements of natural persons.

Article 9 trading members must abide by the relevant regulations and business rules of the exchange and accept the supervision and management of the relevant administrative departments and the relevant departments of the exchange Abide by public morals, mutual respect, strict self-discipline, consciously maintain normal trading and settlement order, fully exercise their legitimate rights, consciously safeguard the commercial reputation of the institute.

Article 10 trading members shall, in accordance with the law, declare and pay all taxes they shall bear to avoid any negative impact on the institute caused by tax evasion or tax evasion.

Section 3 membership registration

Article 11 a trading member who participates in the trading of the Intellectual Property Rights of the Institute shall apply for membership in accordance with the relevant provisions in advance. 

Article 12 the members of the Institute shall practise the real name system.

Article 13 the investor member shall provide the membership application materials as required, and shall be legally responsible for the authenticity, accuracy, completeness and legality of the materials submitted.

Article 14 the information submitted by a trading member shall be verified to be in conformity with the requirements and shall be signed in writing or online with the exchange such as the agreement on opening an account of a trading member and the trade risk indication.

Article 15 a trading member shall be deemed to have agreed to abide by the rules of the trading office and the regulations of the members man agement system when signing the agreement on opening an account of a trading member, it also agrees to entrust this firm to act for the custody, insurance and registration of the intellectual property held by the investor members but not actually settled.

Article 16 a trading member shall be deemed to have read the trade risk alert carefully when signing the trade risk alert and voluntarily bear the risks brought about by the trade.

Section 4 membership management

Article 17 the institute will check the basic information of its members from time to time, and may freeze the accounts of its members in case of providing false information, failing to update the information of major changes in a timely manner, or in other cases of non-compliance with the relevant provisions of the institute, and deal with it as the case may be.

Article 18 the ownership of a member who violates the rules and regulations of the Institute shall be determined by the nature of the act and the seriousness of the circumstances, to give a warning, a notice of criticism, a fine, a rectification within a time limit, a suspension of trading, a restriction of trading license, termination of membership, etc. .

Article 19 if a member does not approve the handling decision of the institute, he shall have the right to file a written request for reconsideration to the institute within 3 days after receiving the handling decision. The institute accepts and makes a decision on the application for reconsideration of a member. The reconsideration period shall not affect the implementation of the disposition decision. 


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